SECTION |
TITLE |
1. |
Definitions
|
2. |
Registrar of Financial Markets [... Title amended by Act 1991_054_026_19910522 - was entitled "Registrar of Financial Markets"] |
3. |
Financial Markets Advisory Board
|
4. |
Restriction on carrying on of business of financial market ‘or of buying and selling listed financial instruments
|
5. |
Restrictions on managing investments [... Title amended by Act 1995_055_002_19951004 - was entitled "Restrictions on administration and custody of investments in listed financial instruments on behalf of other persons"] "]
|
6. |
Restriction on use of name or description implying connection with financial exchange
|
7. |
Application for issue or renewal of financial market licence [... Title amended by Act 1995_055_004_19951004 - was entitled "Application for certificate authorizing issue or renewal of financial market licence"]
|
8. |
Issue of financial market licence [... Title amended by Act 1995_055_005_19951004 - was entitled "Grant of certificate authorizing issue of financial market licence"] |
9. |
Financial market. licence |
10. |
Refusal of renewal of financial market licence [...
Title amended by Act 1995_055_007_19951004 - was entitled "Refusal of
certificate authorizing renewal of financial market licence""
|
11. |
Cancellation or suspension of financial market licence
|
12. |
Juristic personality of association
|
12A. | Funds of financial exchange [... inserted by Act 1995_055_008_19951004] |
13. |
Delegation of functions of executive committee
|
14. |
List of financial instruments
|
15. |
Removal or suspension of listed financial instruments, and omission of
prices of financial! instruments from list of quotations of prices
|
16. |
Application of new or amended conditions to existing listed financial instruments
|
17. |
Rules of financial exchange
|
17A. | Status of assets given to or received by clearing house in trust [... inserted by Act 1991_054_026_19910522] [...
Title amended by Act 1995_055_013_19951004 - was entitled "Separate
position of goods given to or received by clearing house or member of
financial exchange"] |
17B. | Separation of funds of members and other persons [... inserted by Act 1995_055_014_199510004] |
17C. | Recognition of inter dealer brokers [... inserted by Act 1996_073_008_19961120] |
18. |
Board for hearing appeals
|
19. |
Right of appeal against acts of executive committee
|
20. |
False trading and market manipulation |
21. |
False or misleading statements
|
21A. | Undesirable advertising or canvassing in relation to financial instruments [... inserted by Act 1995_055_017_19951004]
|
22. |
Fraudulently inducing person to deal in financial instruments
|
23. |
Action for damages
|
24. |
Certain written matter to bear names of certain persons
|
25. |
Unsolicited calls
|
26. |
Inspections
|
27. |
Attendance of certain meetings by Registrar and furnishing of certain documents to him
|
28. |
Furnishing of information to Registrar
|
28A. | Disclosure of information by financial exchange [... inserted by Act 1995_055_021_19951004] [... substituted by Act 1998_103_004_19980424]** |
29. |
Undesirable practices
|
30. |
Evidence
|
31. |
Power of court to declare member or officer or employee of member or person approved in terms of section 5 disqualified... Title amended by Act 1995_055_024_19951004 - was entitled "Power of court to declare member disqualified"] |
32. |
Voluntary dissolution of financial exchange |
33. |
Winding-up by court
|
34. |
Judicial management
|
35. |
Appointment of judicial manager and liquidator
|
36. |
Penalties
|
37. |
Regulations
|
37A. | Limitation of liability [... inserted by Act 1995_055_027_19951004]
|
38. |
Amendment of laws
|
39. |
... [... repealed by Act 1995_055_028_19951004 - was entitled "Savings and transitional provisions"]
|
40. |
Application of Act .
|
41. |
Short title and commencement
|
Sch. |
SCHEDULE. LAWS AMENDED (SECTION 38) [s38] |